Swap Data Repositories: Forms & Submissions
This page contains forms and other documents related to Swap Data Repositories (SDRs). These new entities were created by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) to provide a central facility for swap data reporting and recordkeeping. The Dodd-Frank Act amended the Commodity Exchange Act (CEA) to establish registration requirements and core duties and responsibilities for SDRs. More information about SDRs is available in the Industry Oversight section.
| Submission | Forms | Rules | Instructions & Remarks |
| Application for Registration as a Swap Data Repository | Form SDR (PDF) Technology Questionnaire (PDF) | Part 49.3 | |
| Amendments to Registration | Form SDR (PDF) | Part 49.3 | |
Rules – New and Amended -- 40.5(a) Approval, -- 40.6(a) Certification, -- 40.6(d) Weekly Notification of Amendments | Submission Cover Sheet (PDF) | Part 40 | Rules and Rule Amendments |
| Guidebook for Parts 43 and 45: Swap Data Reporting and Public Dissemination Requirements for SDRs | SDR Guidebook | Part 49 |